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Securities Investor Protection Corporation
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#	Item
731	Microsoft Word - Near Earth LLC Business Continuity Plan[removed] Add to Reading List Source URL: www.nearearthllc.com Language: English - Date: 2013-04-25 10:57:26 Financial regulation Securities Investor Protection Corporation Financial Industry Regulatory Authority U.S. Securities and Exchange Commission United States Postal Service Securities Exchange Act Bank of America United States securities law Economy of the United States Financial economics
732	CUSTOMER ASSET PROTECTION INSURANCE FOR U.S. FUTURES MARKET CUSTOMERS November 15, 2013 EXECUTIVE SUMMARY Add to Reading List Source URL: www.theifm.org Language: English - Date: 2013-11-14 18:58:50 Types of insurance Financial institutions Institutional investors Securities Investor Protection Corporation Reinsurance Futures contract Insurance Captive insurance MF Global Financial economics Investment Finance
733	PrimeVest’s Privacy Policy and Other Important Information 400 First Street South, Suite 300 P.O. Box 283 St. Cloud, MN 56301 • [removed] Add to Reading List Source URL: www.primevest.com Language: English - Date: 2011-09-21 14:27:57 Financial economics Internet privacy Policy Privacy policy Financial adviser Financial privacy Securities Investor Protection Corporation Personally identifiable information California Shine the Light law Ethics Privacy Investment
734	Microsoft Word - Health challange Final.doc Add to Reading List Source URL: www.valuehealth.us Language: English - Date: 2011-03-01 14:17:05 Financial adviser Registered Investment Advisor Securities Investor Protection Corporation Investment Financial economics Finance
735	Lucca Insurance Services Helping you strategize your financial and insurance needs. Choose a Financial Representative, Robert A. Lucca, who can assist you in making decisions that fit your needs to help you achieve your Add to Reading List Source URL: www.cwa7019.org Language: English - Date: 2013-11-06 12:12:03 Financial institutions Institutional investors Health insurance Securities Investor Protection Corporation Principal Financial Group Finance Risk purchasing group MetLife Financial economics Investment Insurance
736	BE1212-001 December 12, 2012 Dear Valued Client, Paulson Investment Company, Inc. (“Paulson”) would like to thank you for your continued support and business. We look forward to the opportunity to continue to serve Add to Reading List Source URL: www.paulsoninvestment.com Language: English - Date: 2014-06-13 15:06:50 Financial markets Investment Financial Industry Regulatory Authority Securities Investor Protection Corporation Financial adviser Settlement Short Security Margin Financial economics Finance Business
737	L P L F IN A NCI A L RE SE A R C H Weekly Economic Commentary June 9, 2014 Beige Book: Window on Main Street Add to Reading List Source URL: public.faulknermediagroup.com.s3.amazonaws.com Language: English - Date: 2014-06-10 13:48:34 Federal Reserve System Beige Recession Securities Investor Protection Corporation Macroeconomics Financial economics Economics Beige Book Federal Reserve
738	Anne Burger Entrekin Cris Vela Sara Bedford Add to Reading List Source URL: www.weslacotx.gov Language: English - Date: 2013-10-25 16:15:30 Financial Industry Regulatory Authority Water supply Finance Economics Business Investment Securities Investor Protection Corporation Revenue
739	Compliance Notices Best Execution Order routing decisions are based on a number of factors including the size of the order, latency, average fill size, fill ratios, the opportunity for price improvement and the quality o Add to Reading List Source URL: www.bloombergtradebook.com Language: English - Date: 2014-05-20 15:40:36 Business Algorithmic trading Broker-dealer Securities Investor Protection Corporation Short Security U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Stock market Financial economics Financial markets Finance
740	Compliance Notices Best Execution Order routing decisions are based on a number of factors including the size of the order, latency, average fill size, fill ratios, the opportunity for price improvement and the quality o Add to Reading List Source URL: www.bloombergtradebook.com Language: English - Date: 2014-06-12 05:24:00 Financial markets Investment Financial services Short selling Algorithmic trading Broker-dealer Short Security Securities Investor Protection Corporation Financial economics Finance Stock market

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